SEBI Update - Revise and Revamp Nomination Facilities in the Indian Securities Market
SEBI released a circular detailing a revised and revamped framework for nomination facilities in demat accounts and mutual fund (MF) folios. This update addresses critical gaps, aims to prevent unclaimed assets, and prov…
Read more
SEBI Update - Procedure for seeking waiver or reduction of interest in respect of recovery proceedings initiated for failure to pay penalty
SEBI has delegated the power to waive or reduce the interest levied only in respect of recovery proceedings initiated for failure to pay penalty, to the Competent Authority provided hereunder: Panel of Executive Dir…
Read more
SEBI Update - Guidelines for Research Analysts
The Securities and Exchange Board of India (SEBI) has taken a significant step towards refining the operational framework for Research Analysts (RAs) by issuing new guidelines. These updates, which came into effect on De…
Read more
SEBI Update - Guidelines for Investment Advisers
SEBI has issued Guidelines for Investment Advisers. A person shall be considered eligible for registration as part-time IA if it: Is a member of ICAI or ICSI or ICMAI providing their statutory services or an insuran…
Read more
SEBI Update - Measure for ease of doing business - Settlement of Account of Clients who have not traded in the last 30 days
SEBI has decided to revise the requirement of mandatory settlement of clients’ funds. Accordingly, it has been decided that the funds of such clients who have not traded in the last 30 calendar days shall be settled…
Read more
SEBI Update - Implementation of recommendations of the Expert Committee for facilitating ease of doing business for listed entities
Integrated Filing It has been decided to introduce Integrated Filing, in terms of regulation 10(1A) of the LODR Regulations, for the following Governance and Financial related periodic filings required under the LODR, wh…
Read more
SEBI Update - Clarifications to Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities (REs)
Securities and Exchange Board of India issued clarifications regarding its Cybersecurity and Cyber Resilience Framework for regulated entities (REs), offering regulatory forbearance and extending compliance deadlines for…
Read more
SEBI Update - Introduction of a Mutual Funds Lite (MF Lite) framework for passively managed schemes of Mutual Funds
Securities and Exchange Board of India (SEBI) introduced a transformative initiative aimed at promoting passive investment in the Indian mutual fund sector. The new “Mutual Funds Lite” (MF Lite) framework has been design…
Read more
SEBI Update - Allowing subscription to the issue of Non- Convertible Securities during trading window closure period.
The Securities and Exchange Board of India (SEBI) issued an important circular that addresses the issue of subscription to the issuance of Non-Convertible Securities (NCS) during the trading window closure period. This c…
Read more
SEBI Update - Prior approval for change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control
SEBI issued a circular, addressing significant issues regarding the transfer of shareholding, the change of control, and its implications for certain intermediaries. The circular aims to provide clarity on the effects of…
Read moreShowing 141–150 of 528 updates