SEBI Update - Timelines for deployment of funds collected by Asset Management Companies (AMCs) in New Fund Offer (NFO) as per asset allocation of the scheme
SEBI issued timelines for deployment of funds collected by Asset Management Companies (AMCs) in New Fund Offer (NFO) as per asset allocation of the scheme. It is stated that with an objective to encourage AMCs to co…
Read more
SEBI Update - Industry Standards on Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
SEBI issued the notification regarding Industry Standards on Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 The following has been stated To enhance ease of doing busi…
Read more
SEBI Update - Opening of Demat Account in the name of Association of Persons
SEBI now permits the opening of demat accounts in the name of an Association of Persons (AoP) for holding mutual fund units, corporate bonds, and government securities. Key conditions include: AoP shall be responsible fo…
Read more
SEBI Update - Investor Charter for Stock Brokers
SEBI, through Circular dated December 02, 2021, and Clause 75 of the Master Circular for Stock Brokers dated August 09, 2024, issued an Investor Charter for stock brokers. To enhance financial consumer protection, f…
Read more
SEBI Update - Clarification regarding Investor Education and Awareness Initiatives.
SEBI has issued clarification regarding Investor Education and Awareness Initiatives. SEBI has directed AMCs to annually set apart at least 2 basis points on daily net assets within the maximum limit of total expense rat…
Read more
SEBI Update - Most Important Terms and Conditions (MITC) for Research Analysts
SEBI issued the Most Important Terms and Conditions (MITC) for Research Analysts The MITC shall be informed by the RAs to their clients via email or any other suitable mode of communication (which can be preserved) …
Read more
SEBI Update - Most Important Terms and Conditions (MITC) for Investment Advisers
SEBI issued the Most Important Terms and Conditions (MITC) for Investment Advisers. The MITC shall be informed by the IAs to the clients via email or any other suitable mode of communication (which can be preserved)…
Read more
SEBI Update- Industry Standards on “Minimum information to be provided for review of the audit committee and shareholders for approval of a related party transaction”
Regulation 23(2), (3) and (4) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“LODR Regulations”) require related party transactions (“RPTs”) to be approved by the audit committee and by the …
Read more
SEBI Update - Revised timelines for issuance of Consolidated Account Statement (CAS) by Depositories
SEBI Master Circular for Depositories, issued on December 3, 2024, outlined the process for generating CAS for securities and assets in investors’ accounts. According to the guidelines, CAS was to be generated on a month…
Read more
SEBI Update - Relaxation in timelines for holding AIFs’ investments in dematerialised form
SEBI (Alternative Investment Funds) Regulations, 2012, AIFs were initially required to hold their investments in dematerialized form within a specified timeline. The SEBI Circular of January 12, 2024, later encapsulated …
Read moreShowing 121–130 of 528 updates