Analysis of SEBI PIT Amendment
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SEBI Update - Classification of Corporate Debt Market Development Fund (CDMDF) as Category I Alternative Investment Fund
Corporate Debt Market Development Fund (hereinafter referred to as ‘CDMDF’ or ‘the fund’) has been set-up under Chapter III-C of SEBI (Alternative Investment Funds) Regulations, 2012 (AIF Regulations) to act as a Backsto…
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SEBI Update - Relaxation from the ISIN restriction limit for issuers desirous of listing originally unlisted ISINs (outstanding as on December 31, 2023)
SEBI provided relaxation to issuers aiming to list their unlisted International Securities Identification Numbers (ISINs) outstanding as of December 31, 2023 to encourage bringing these into the listed space. Clause 1 of…
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SEBI Update - Enhancement in the scope of optional T+0 rolling settlement cycle in addition to the existing T+1 settlement cycle in Equity Cash Markets
SEBI issued a circular to widen the scope of the optional T+0 rolling settlement cycle in the equity cash market. Optional T+0 settlement cycle will be made available to top 500 scrips in terms of market cap as on D…
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SEBI Update - Revised Guidelines for Capacity Planning and Real Time Performance Monitoring framework of Market Infrastructure Institutions(MIIs)
SEBI has issued a circular regarding the Revised Guidelines for Capacity Planning and Real Time Performance Monitoring framework of Market Infrastructure Institutions(MIIs). The following has been stated MIIs should ensu…
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SEBI Update - Repository of documents relied upon by Merchant Bankers during due diligence process in Public issues
Merchant bankers shall upload the documents in the Document Repository platform of any of the stock exchanges and intimate the same to the other stock exchange(s) where the securities of the issuer company are proposed t…
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SEBI Update - SMS and E-mail alerts to investors by stock exchanges
SEBI, vide Circular dated August 02, 2011 (hereinafter mentioned as ‘Circular’) and Clause 33 of Master Circular for Stock Brokers dated August 09, 2024 (hereinafter mentioned as ‘Master Circular’), issued guidelines reg…
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SEBI Update - Disclosure of expenses, half yearly returns, yield and risk-o-meter of schemes of Mutual Funds
Disclosure of expenses, half yearly returns and yield of a scheme Disclosure of expenses, returns during the half year and yield of direct and regular plans shall be as under The expenses disclosed in terms of …
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SEBI Update - Investments in Overseas Mutual Funds/ Unit Trusts by Indian Mutual Funds
Mutual Funds are permitted to invest in overseas securities which also includes investment in overseas Mutual Funds/Unit Trusts (‘MF/UTs’). In order to facilitate ease of investment in overseas MF/UTs, to bring transpare…
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SEBI Update - (A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports
(A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers It has been decided to allow a non-individual IA to obtain an annual compliance certificate from any auditor. In view of…
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