SEBI Update - Clarification with regard to usage of 3 – in – 1 type accounts for making an application in public issue of securities
It is clarified that, in addition to existing modes of making an application in public issue of securities as specified under para 2 of the aforesaid Master Circular and notwithstanding the provision specified under para…
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SEBI Update - Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism
SEBI introduced a liquidity window facility for investors in the debt securities through a stock exchange mechanism The liquidity window facility allows investors holding listed debt securities to sell them back to …
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SEBI Update - Monitoring of position limits for equity derivative segment
Current Limitations : Previously, the overall position limit at the Trading Member (TM) level (for both proprietary and client positions) was set at the higher of INR 500 crores or 15% of total Open Interest (OI) in the …
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SEBI Update - Corrigendum to Circular on Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch
Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch have been issued. The abovementioned Circular is applicable to all the MI…
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SEBI Update - Monitoring Shareholding of Market Infrastructure Institutions (MIIs)
SEBI circular, issued addresses the monitoring of shareholding of Market Infrastructure Institutions (MIIs), including stock exchanges, clearing corporations, and depositories, both listed and unlisted. Applicability : T…
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SEBI Update - Change in timing for securities payout in the Activity schedule for T+1 Rolling Settlement
SEBI vide circular dated June 5, 2024, has mandated that the pay-out of securities be credited directly to the client account by the Clearing Corporations (CC). As prescribed in the aforementioned Circular, under Phase -…
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SEBI Update -Extension of timeline for implementation of SEBI Circular SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/75 dated June 05, 2024
To protect client’s securities as part of enhancement of operational efficiency and risk reduction, SEBI vide circular dated June 05, 2024 mandated pay-out of securities directly to the client’s demat account. The circul…
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SEBI Update - Specific due diligence of investors and investments of AIFs
SEBI Alternative Investment Funds (AIFs) ) Regulations, 2012 (‘AIF Regulations’),inserted vide notification dated April 25, 2024, every AIF and their managers to exercise specific due diligence with respect to investors …
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SEBI Update - Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”) for FY 2023-24.
SEBI vide Circular dated May 27, 2024 had prescribed outer timelines for annual disclosures and annual impact report under Regulation 91C(1) and Regulation 91E(1) respectively of the SEBI (Listing Obligations and Disclos…
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SEBI Update - Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg.
The SEBI circular provides an update on relaxations granted for compliance with specific provisions under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations). Extension of…
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