SEBI Update - Periodic reporting format for Research Analysts and Proxy Advisers
RAs shall submit their periodic report to RAASB and PAs shall submit their periodic reports to SEBI. The periodic reports shall be submitted by RAs/PAs within 30 days from the last date of the reporting period. RAs/…
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SEBI Update - Clarification with respect to advertisement code for Research Analysts (RAs)
It is clarified that Research Report and research recommendations of an RA are not considered advertisement unless anything contained in the research report is in the nature of promotion of products or services offered b…
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SEBI Update - Modification in Annexure to Common Application Form (CAF)
To provide the flexibility to existing and new FPIs, the ‘Annexure to Common Application Form’ attached as Annexure B to the FPI Master Circular is modified as follows: The following additional option is inserted under ‘…
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SEBI Update - Association of persons regulated by the Board and their agents with certain persons
Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024, Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Fourth Amendment) Regulations, 2024 and Securities and…
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SEBI Update - Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015
The inclusion of mutual fund units under the SEBI (Prohibition of Insider Trading) Regulations, 2015 Inclusion of Mutual Fund Units in PIT Regulations Mutual fund units are now explicitly covered under SEBI's inside…
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SEBI Update - Clarification with regard to usage of 3 – in – 1 type accounts for making an application in public issue of securities
It is clarified that, in addition to existing modes of making an application in public issue of securities as specified under para 2 of the aforesaid Master Circular and notwithstanding the provision specified under para…
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SEBI Update - Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism
SEBI introduced a liquidity window facility for investors in the debt securities through a stock exchange mechanism The liquidity window facility allows investors holding listed debt securities to sell them back to …
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SEBI Update - Monitoring of position limits for equity derivative segment
Current Limitations : Previously, the overall position limit at the Trading Member (TM) level (for both proprietary and client positions) was set at the higher of INR 500 crores or 15% of total Open Interest (OI) in the …
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SEBI Update - Corrigendum to Circular on Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch
Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch have been issued. The abovementioned Circular is applicable to all the MI…
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SEBI Update - Monitoring Shareholding of Market Infrastructure Institutions (MIIs)
SEBI circular, issued addresses the monitoring of shareholding of Market Infrastructure Institutions (MIIs), including stock exchanges, clearing corporations, and depositories, both listed and unlisted. Applicability : T…
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