SEBI extended timelines for applicability of KYC records validation – 27 th July, 2022
Synopsis :- SEBI, vide its Circular dated 27 th July, 2022 extended timelines from 01 st August, 2022 to 01 st November, 2022 for applicability of clause 9 and clause 13 of Circular dated 06 th April, 2022 and 24 th June…
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Addendum to SEBI Circular on development of Passive Funds – 28 th July, 2022
Synopsis :- SEBI, vide its Circular dated 28 th July, 2022 extended timelines from 01 st July, 2022 to 01 st November, 2022 for applicability of Clause 2(IV)(A) of the circular dated 23 rd May, 2022 which prescribed that…
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SEBI extended timelines for Nomination for Mutual Fund Unit Holders – 29 th July, 2022
Synopsis :- SEBI, vide its Circular dated 29 th July, 2022 extended timelines from 01 st August, 2022 to 01 st October, 2022 for submission of nomination details/declaration for opting out of nomination for investors sub…
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SEBI circular on Settlement of Running Account of Client’s Funds lying with Trading Member (TM) – 27 th July, 2022
SEBI, vide its Circular dated 27 th July, 2022 made partial modification to the circular dated 16 th June, 2021 regarding guideline for settlement of running account of client’s funds / securities to ensure uniformity in…
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SEBI notifies framework for Social stock exchange – 25 th July, 2022
SEBI vide its notification dated 25 th July, 2022 made amendments SEBI (ICDR) Regulations, 2018, and SEBI (LODR) Regulations, 2015. These amendments will immediately come into effect. The amendment has been made in order…
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SEBI Circular on Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA – 20th July, 2022
Ministry of Finance, vide its notification dated 13 th July, 2022 has notified 155 reporting entities as sub-KUA to use Aadhaar authentication services of UIDAI under section 11A of the Prevention of Money-laundering Act…
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Stock exchanges and persons dealing in securities market to pay 18% GST on SEBI’s fee – 18th July, 2022
SEBI, vide its Circular dated 18 th July, 2022 informed that exemption granted for payment of GST on services by SEBI has been withdrawn. The decision has been taken after recommendation made by GST Council in its m…
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SEBI declares Zero coupon Zero principal instrument as securities – 15th July, 2022
Ministry of Finance, vide SEBI notification dated 15 th July, 2022 declared Zero coupon Zero principal instrument as securities. The Notification further added that for the purpose of this notification “zero coupon …
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SEBI Modifies Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs) – 05th July, 2022
SEBI, vide circular dated 15 th October, 2019 and 30 th May, 2022 prescribed framework for Cyber Security and Cyber Resilience of KYC Registration Agencies (KRAs). Further, SEBI vide its circular dated 05 th July, 2…
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SEBI Modifies Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (QRTAs) – 06th July, 2022
SEBI, vide circular dated 08 th September, 2017, 15 th October, 2019 and 27 th May, 2022 prescribed framework for Cyber Security and Cyber Resilience of Qualified Registrars to an Issue and Share Transfer Agents (QRTAs).…
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