SEBI Modifies Cyber Security and Cyber resilience framework of Stock Brokers / Depository Participants – 07th June, 2022
SEBI, vide circular dated 03 rd December, 2018 prescribed framework for Cyber Security and Cyber Resilience for Stock Brokers / Depository Participants. Further, SEBI vide its circular dated 07 th June, 2022 made pa…
Read more
SEBI Circular on Procedure for seeking prior approval for change in control of Portfolio Managers – 2nd June, 2022
Regulation 11(aa) of SEBI (Portfolio Managers) Regulations, 2020 provides that a Portfolio Manager shall obtain prior approval of SEBI in case of change in control in such manner as may be specified by SEBI. Further, SEB…
Read more
SEBI Circular on Investor Grievance Redressal Mechanism – 03rd June, 2022
SEBI, vide its Circular dated 03 rd June, 2022 made amendment to Circular dated 06 th November, 2020 based on feedback received from market participants in order to further strengthen the Investor Grievance Redressal Mec…
Read more
SEBI Circular on Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM) – 03rd June, 2022
SEBI, vide its Circular dated 03 rd June, 2022 gave Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual …
Read more
SEBI Circular on Procedure for seeking prior approval for change in control of Portfolio Managers – 2nd June, 2022
Regulation 11(aa) of SEBI (Portfolio Managers) Regulations, 2020 provides that a Portfolio Manager shall obtain prior approval of SEBI in case of change in control in such manner as may be specified by SEBI. Further, SEB…
Read more
SEBI Modifies Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs)and its Shareholder(s)/Investor(s) – 30th May, 2022
SEBI, vide circular dated 8 th April, 2022 advised Exchanges to put in place a Standard Operating Procedure (SOP) for operationalizing the resolution of all disputes pertaining to or emanating from investor services such…
Read more
SEBI Circular on Processing of ASBA applications in Public Issue of Equity Shares and Convertibles – 30th May, 2022
SEBI, vide its Circular dated 30 th December, 2009 has prescribed the facility of Application Supported by Blocked Amount (ASBA) in Public Issues for all categories of investors except Qualified Institutional Buyers (QIB…
Read more
SEBI Modifies Cyber Security and Cyber resilience framework of KYC Registration Agencies(KRAs) – 30th May, 2022
SEBI, vide circular dated 15 th October, 2019 prescribed framework for Cyber Security and Cyber Resilience for KYC Registration Agencies. Further, SEBI vide its circular dated 30 th May, 2022 modified Annexure A of …
Read more
SEBI Modifies Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents(“QRTAs”) – 27th May, 2022
SEBI, vide circular dated 8 th September, 2017 prescribed framework for Cyber Security and Cyber Resilience for Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”). Further, SEBI vide its circular d…
Read more
SEBI Modifies Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default – 27th May, 2022
SEBI, vide its Circular dated 1 st July, 2020 has specified the Standard Operating Procedure enumerating the steps to be taken by the Stock Exchanges (“SEs”), Clearing Corporations (“CCs”) and Depositories in cases where…
Read moreShowing 481–490 of 528 updates