SEBI Update: Clarification on applicability of Regulation 23(4) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions
SEBI vide circular dated April 08, 2022, has specified clarification on applicability of Regulation 23(4) read with Regulation 23(3)(e) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in r…
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SEBI Update: Standard Operating Procedures (SOP) for dispute resolution available under the stock exchange arbitration mechanism for disputes between a listed company and its shareholder(s) investor(s)
SEBI vide circular dated April 08, 2022, has specified Standard Operating Procedures (SOP) for dispute resolution available under the stock exchange arbitration mechanism for disputes between a listed company and its sha…
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SEBI Update: Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
SEBI vide circular dated April 06, 2022, has specified Guidelines in pursuance of amendment to SEBI Regulations which were issued in 2011 to implement the SEBI {KYC Registration Agency (KRA)}Regulations, With a view to i…
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SEBI Update: Revision of UPI limits in Public Issue of Equity Shares and convertibles
SEBI vide circular dated 5 th April 2022 has brought revision of UPI limits in Public Issue of Equity Shares and convertibles. NPCI vide circular reference no. NPCI/UPI/OC No. 127/ 2021-22 dated December 09, 2021, i…
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SEBI Update: Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities
SEBI vide circular dated April 04, 2022, has specified clarification with regards to circular no. CIR/MRD/DMS/13/2010 dated April 23, 2010, issued guidelines regarding the execution of Power of Attorney (PoA) by the clie…
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SEBI update : Standardization of industry classification- Applicability to Credit Rating Agencies
SEBI vide Circular dated April 01, 2022, has specified harmonized four-level industry classification framework for Credit Rating Agencies. A standing committee constituted by SEBI, comprising of representatives from…
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SEBI update: Standardisation of Ratings Scales Used by credit rating agencies -Extension of timeline for implementation
SEBI vide Circular dated April 01, 2022, has specified Standardisation of Rating Scales Used by credit rating agencies - Extension of timeline for implementation In order to standardise the usage of rating scales, S…
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SEBI update: Operational guidelines for ‘Security and Covenant Monitoring’ using Distributed Ledger Technology (DLT)
SEBI vide Circular dated March 29, 2022, specified the manner of recording of charges by Issuers and manner of monitoring by Debenture Trustees, Credit Rating Agencies, etc., and responsibilities thereof. Accordingl…
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SEBI update: Clarification on applicability of LODR Regulations in relation to Related Party Transactions.
SEBI vide its Circular dated March 30, 2022, has provided clarification on requirement of shareholders’ approval for related party transactions as per the revised materiality threshold under the recent amendment in SEBI …
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SEBI Update: Circular on Calculation of investment concentration norm for Category III AIFs
SEBI vide circular dated March 28, 2022, has brought Calculation of investment concentration norm for Category III AIFs to provide flexibility to Category III AIFs, including large value funds for accredited investors of…
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