SEBI Modifies Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs)and its Shareholder(s)/Investor(s) – 30th May, 2022
SEBI, vide circular dated 8 th April, 2022 advised Exchanges to put in place a Standard Operating Procedure (SOP) for operationalizing the resolution of all disputes pertaining to or emanating from investor services such…
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SEBI Circular on Processing of ASBA applications in Public Issue of Equity Shares and Convertibles – 30th May, 2022
SEBI, vide its Circular dated 30 th December, 2009 has prescribed the facility of Application Supported by Blocked Amount (ASBA) in Public Issues for all categories of investors except Qualified Institutional Buyers (QIB…
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SEBI Modifies Cyber Security and Cyber resilience framework of KYC Registration Agencies(KRAs) – 30th May, 2022
SEBI, vide circular dated 15 th October, 2019 prescribed framework for Cyber Security and Cyber Resilience for KYC Registration Agencies. Further, SEBI vide its circular dated 30 th May, 2022 modified Annexure A of …
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SEBI Modifies Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents(“QRTAs”) – 27th May, 2022
SEBI, vide circular dated 8 th September, 2017 prescribed framework for Cyber Security and Cyber Resilience for Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”). Further, SEBI vide its circular d…
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SEBI Modifies Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default – 27th May, 2022
SEBI, vide its Circular dated 1 st July, 2020 has specified the Standard Operating Procedure enumerating the steps to be taken by the Stock Exchanges (“SEs”), Clearing Corporations (“CCs”) and Depositories in cases where…
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SEBI Circular on Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates
SEBI, vide its Circular dated 25 th May, 2022 have simplified procedure and documentation requirements for issuance of duplicate securities. SEBI has reviewed the process followed by the Registrars to an Issue and Share …
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SEBI Update: Revised format of security cover certificate, monitoring and revision in timelines
SEBI vide Circular dated May 19, 2022, brought revised format of security cover certificate, monitoring, and revision in timelines with regards to SEBI circular dated November 12, 2020, which specifies the format of secu…
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SEBI Update: Streamlining the Process of Rights Issue
1. SEBI vide Circular dated May 19, 2022, has brought few changes with regards to stipulated procedures streamlining the Rights Issue process which was introduced on January 22, 2020. 2. Applicability of this Circul…
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SEBI Update: Simplification of procedure and standardization of formats of documents for transmission of securities
1. SEBI vide circular dated May 18, 2022, has reviewed the process being followed by the Registrars to an Issue and Share Transfer Agents (“RTAs”) and the Depositories/ Issuer companies for effecting the transmission of …
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SEBI Updates: Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
1. MCA vide Circular dated May 05, 2022, has extended the relaxations from dispatching of physical copies of financial statements for the year 2022(i.e. till December 31, 2022). In view of the same, SEBI has also been re…
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