SEBI Update - Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs). (Applicable - All registered Registrars to an Issue and Share Transfer Agents (RTAs))
SEBI issued the notification regarding the Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs). The following has been stated RTA are mandated to Disseminating the Investor Charter…
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SEBI Update - Composition of the Internal Audit team for CRAs (Applicable - All Registered Credit Rating Agencies)
SEBI issued a circular regarding the Composition of the Internal Audit team for CRAs In order to provide CRAs with a larger pool of eligible professionals with the relevant experience/ qualifications for conducting …
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SEBI Update - Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF (Applicable - All Alternative Investment Funds)
SEBI has extended the timeline for compliance with NISM certification requirements of the key investment team of AIF managers from May 9 to July 31. According to AIF regulations, at least one member of the key inves…
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SEBI Update - Publishing Investor Charter for KYC (Know Your Client) Registration Agencies (KRAs) on their Websites.(Applicable - All KYC (Know Your Client) Registration Agencies (KRAs))
Securities and Exchange Board of India (SEBI) has issued a circular dated May 6, 2025, mandating all Know Your Client (KYC) Registration Agencies (KRAs) to prominently publish an Investor Charter on their websites and at…
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SEBI Update - Change in cut-off timings to determine applicable NAV with respect to repurchase/ redemption of units in overnight schemes of Mutual Funds
SEBI aims to safeguard clients’ funds placed with Stock Brokers (SBs) / Clearing Members (CMs), SEBI vide circular “Upstreaming of clients’ funds by Stock Brokers (SBs)/ Clearing Members (CMs) to Clearing Corporations (C…
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SEBI Update - Clarification on Regulatory framework for Specialized Investment Funds (‘SIF’) (Applicable - All Mutual Funds All Asset Management Companies (AMCs) All Registrar and Share Transfer Agents (RTAs) All Trustee Companies/ Board of Trustees of Mutual Funds, All Recognized Stock Exchanges ,Recognized Clearing Corporations , Depositories Association of Mutual Funds in India (AMFI))
SEBI issued Clarification on Regulatory framework for Specialized Investment Funds on Circular dated February 27, 2025 (‘SIF Circular’)In this regard, based on queries raised by the industry participants and AMFI, the fo…
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SEBI Update - Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
SEBI vide “Master Circular for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors” dated May 30, 2024, as amended from time to time (hereinafter referred to as the ‘FPI Master …
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SEBI Update - Standardized format for System and Network audit report of Market Infrastructure Institutions(MIIs)
SEBI issued a circular regarding Standardized format for System and Network audit report of Market Infrastructure Institutions(MIIs). It states that all MIIs are required to conduct System and Network audit as per t…
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SEBI Update - Recognition and operationalization of Past Risk and Return Verification Agency (PaRRVA)
Securities and Exchange Board of India (SEBI) has issued a circular outlining the framework for the recognition and operationalization of the Past Risk and Return Verification Agency (PaRRVA). Eligibility Criteria for Pa…
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SEBI Update - Relaxation of provision of advance fee restrictions in case of Investment Advisers and Research Analysts
SEBI issued Relaxation of provision of advance fee restrictions in case of Investment Advisers and Research Analysts. It has now been decided to relax this particular provision. IAs and RAs shall now ensure complian…
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