SEBI Update - Norms for Internal Audit Mechanism and composition of the Audit Committee of Market Infrastructure Institutions (Applicable - All Recognized Stock Exchanges All Recognized Clearing Corporations All Depositories )
The Securities and Exchange Board of India (SEBI) issued a pivotal circular aimed at reinforcing the governance structure of Market Infrastructure Institutions (MIIs) which include Stock Exchanges, Clearing Corporations,…
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SEBI Update - Review of provisions pertaining to Electronic Book Provider (EBP) platform to increase its efficacy and utility
SEBI has issued a circular regarding Review of provisions pertaining to the Electronic Book Provider (EBP) platform to increase its efficacy and utility. The following has been stated Mandatory Use of EBP Platf…
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SEBI Update - Simplification of operational process and clarifying regarding the cash flow disclosure in Corporate Bond Database pursuant to review of Request for Quote (RFQ) Platform framework.(Applicable -Issuers who have listed Non-convertible Securities, Securitised Debt Instruments, Municipal Debt Securities and Commercial Paper; Recognised Stock Exchanges and Clearing Corporations; Registered Depositories; Stock Brokers and Depository Participants )
SEBI issued the circular regarding Simplification of operational process and clarifying regarding the cash flow disclosure in Corporate Bond Database pursuant to review of Request for Quote (RFQ) Platform framework. The …
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SEBI Update - Extension of timeline for implementation of provisions of SEBI circular dated December 17, 2024 on Measures to address regulatory arbitrage with respect to Offshore Derivative Instruments (ODIs) and FPIs with segregated portfolios vis-à-vis FPIs (Applicable-Foreign Portfolio Investors (“FPIs”) Designated Depository Participants (“DDPs”) and Custodians The Depositories ,The Stock Exchanges and Clearing Corporations
SEBI Has issued the circular regarding Extension of timeline for implementation of provisions of SEBI circular dated December 17, 2024 on Measures to address regulatory arbitrage with respect to Offshore Derivative Instr…
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SEBI Update - Rating of Municipal Bonds on the Expected Loss (EL) based Rating Scale (Applicable- All Registered Credit Rating Agencies (CRAs) All Registered Debenture Trustees, Issuers who have listed and/ or propose to list Non-Convertible Securities, Securitized Debt Instruments, Security Receipts, Municipal Debt Securities or Commercial Paper Recognized Stock Exchanges All Depositories registered with SEBI)
SEBI issued a circular regarding Rating of Municipal Bonds on the Expected Loss (EL) based Rating Scale The following has been stated The Master Circular for Credit Rating Agencies (CRAs) provides that in addit…
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SEBI Update - Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs). (Applicable - All registered Registrars to an Issue and Share Transfer Agents (RTAs))
SEBI issued the notification regarding the Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs). The following has been stated RTA are mandated to Disseminating the Investor Charter…
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SEBI Update - Composition of the Internal Audit team for CRAs (Applicable - All Registered Credit Rating Agencies)
SEBI issued a circular regarding the Composition of the Internal Audit team for CRAs In order to provide CRAs with a larger pool of eligible professionals with the relevant experience/ qualifications for conducting …
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SEBI Update - Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF (Applicable - All Alternative Investment Funds)
SEBI has extended the timeline for compliance with NISM certification requirements of the key investment team of AIF managers from May 9 to July 31. According to AIF regulations, at least one member of the key inves…
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SEBI Update - Publishing Investor Charter for KYC (Know Your Client) Registration Agencies (KRAs) on their Websites.(Applicable - All KYC (Know Your Client) Registration Agencies (KRAs))
Securities and Exchange Board of India (SEBI) has issued a circular dated May 6, 2025, mandating all Know Your Client (KYC) Registration Agencies (KRAs) to prominently publish an Investor Charter on their websites and at…
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SEBI Update - Change in cut-off timings to determine applicable NAV with respect to repurchase/ redemption of units in overnight schemes of Mutual Funds
SEBI aims to safeguard clients’ funds placed with Stock Brokers (SBs) / Clearing Members (CMs), SEBI vide circular “Upstreaming of clients’ funds by Stock Brokers (SBs)/ Clearing Members (CMs) to Clearing Corporations (C…
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