SEBI Update - Usage of UPI by individual investors for making an application in public issue of securities through intermediaries
SEBI's Master Circular dated May 22, 2024, provides guidelines for the application process and timelines for listing in public issues of securities. This covers various securities under specific SEBI regulations related …
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SEBI Update - Master Circular on Surveillance of Securities Market
Master Circular is categorized subject wise under various headings, viz., trading rules and shareholding in dematerialized mode, monitoring of unauthenticated news circulated by SEBI registered market intermediaries thro…
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SEBI Update - Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch
SEBI circular, issued on September 20, 2024, modifies the \"Standard Operating Procedure (SOP)\" related to the payment of financial disincentives by Market Infrastructure Institutions (MIIs) for technical glitches. Here…
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SEBI Update - Flexibility in participation of Mutual Funds in Credit Default Swaps (CDS)
SEBI circular, issued on September 20, 2024, provides enhanced flexibility for Mutual Funds (MFs) in participating in Credit Default Swaps (CDS). It introduces the following key changes: Buying CDS : Mutual Funds …
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SEBI Update - Modification in framework for valuation of investment portfolio of AIFs
SEBI received representations from the AIF industry highlighting issues with regard to certain aspects of the valuation framework for AIFs. In this regard, based on the public comments on consultation paper on “review of…
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SEBI Update - Enabling T+2 trading of Bonus shares where T is the record date
To streamline the process of Bonus issue of equity shares, in consultation with the market participants, it has been decided to reduce the time taken for credit of bonus shares and trading of such shares, from the record…
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SEBI Update - Reporting by Foreign Venture Capital Investors (FVCIs).
Foreign Venture Capital Investors (FVCIs) are required to submit quarterly reports to SEBI in the format specified with respect to their venture capital activity as Foreign Venture Capital Investor. The report for t…
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SEBI Update - Optional mechanism for fee collection by SEBI registered Investment Advisers (IAs) and Research Analysts (RAs)
The implementation of the Centralized Fee Collection Mechanism for Investment Advisors (IAs) and Research Analysts (RAs) , aimed at creating a more transparent fee payment process. Here’s a summary of the key points: …
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SEBI Update - Modifications in Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)
SEBI's modifications to guidelines concerning Business Continuity Plan (BCP) and Disaster Recovery (DR) systems for Market Infrastructure Institutions (MIIs), such as Stock Exchanges, Clearing Corporations, and Depositor…
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SEBI Update - Allowing securities funded through cash collateral as maintenance margin for Margin Trading Facility (MTF).
Securities and Exchange Board of India (SEBI) issued guidelines regarding allowing securities funded through cash collateral as maintenance margin for Margin Trading Facility (MTF). SEBI noted that the stocks or uni…
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