SEBI Update - Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”) for FY 2023-24
In terms of Regulation 91C (1) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI LODR Regulations’) Not for Profit Organizations (NPOs) registered on…
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SEBI Update - Framework for considering unaffected price for transactions upon confirmation of market rumour
In terms of Regulation 30(11) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015(“LODR Regulations”), as amended by SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations,…
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SEBI Update - Industry Standards on verification of market rumours
In order to facilitate ease of doing business, the Industry Standards Forum (“ISF”) comprising of representatives from three industry associations, viz. ASSOCHAM, CII and FICCI, under the aegis of the Stock Exchanges, on…
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SEBI Update - Certification requirement for key investment team of manager of AIF
In terms of Regulation 4(g)(i) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), the key investment team of the Manager of an Alternative Investment Fund (AIF) shall have at least one key pers…
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SEBI Update - Periodic reporting format for Investment Advisers
SEBI has recognized Investment Advisers Administration and Supervisory Body (“IAASB”) for the purpose of administration and supervision of Investment Advisers (“IAs”) under regulation 14 of the IA Regulations. At present…
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SEBI Update - Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
The Master Circular on Know Your Client (KYC) norms for the securities market SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169 dated October 12, 2023 inter alia has detailed the provision for the adaptation of Aadhaar based e-KYC pr…
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SEBI Update - Portfolio Managers - Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures
SEBI issued circular for Portfolio Managers - Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures Based on the recommendations of the working group, a public consul…
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SEBI Update - Facilitating collective oversight of distributors for Portfolio Management Services (PMS) through APMI
To simplify and ease compliances, a working group was constituted to review the present regulatory framework under SEBI (Portfolio Managers) Regulations, 2020 and recommend measures to promote ease of doing business. Bas…
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SEBI Update - Nomination for Mutual Fund Unit Holders – exemption for jointly held folios
In order to simplify, ease and reduce cost of compliance, a working group was constituted to review the present regulatory framework of Mutual Funds and recommend measures to promote the ease of doing business. Based on …
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SEBI Update - Ease of doing business- Fund manager for Mutual fund schemes investing in commodities and overseas securities
SEBI constituted various Working Groups to recommend measures to simplify and ease compliances under various SEBI Regulations. Accordingly, a working group was constituted to review the present regulatory framework under…
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