SEBI Update - Framework of “Financial Disincentives for Surveillance Related Lapses” at Market Infrastructure Institutions
Market infrastructure Institutions (i.e. Stock Exchanges, Clearing Corporations and Depositories) are systemically important institutions for the development of the securities market. Since any lapse in monitoring t…
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SEBI Update - Framework for providing flexibility to Foreign Portfolio Investors in dealing with their securities post expiry of their registration
SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2024 were notified on June 03, 2024, amending the SEBI (Foreign Portfolio Investors) Regulations, 2019, inter alia, for providing flexibility to Foreign Portfol…
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SEBI Update - Disclosures of Material Changes and Other Obligations for Foreign Portfolio Investors
SEBI has amend the master circular for Foreign Portfolio Investors to relax timelines for disclosure of material change and events ‘Type I’ material changes shall be informed by FPIs as soon as possible and within seven …
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SEBI Update - Enhancement of operational efficiency and Risk Reduction - Pay-out of securities directly to client demat account
SEBI issued circular mandating direct payout of securities to client demat accounts for operational efficiency and risk reduction. The circular is effective from 14th Oct 2024. The implementation standards shall be …
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SEBI Update - Comprehensive guidelines for Investor Protection Fund (IPF) and Investor Services Fund (ISF) for Stock Exchanges having commodity derivatives segment
SEBI vide circulars dated September 26, 2016, June 13, 2017, March 14, 2018 and October 22, 2021 has issued provisions for Investor Protection Fund and Investor Service Fund for commodity derivatives segment. Further, ci…
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SEBI Update - Revision of eligibility criteria for launching commodity futures contracts
It has been decided to modify the norms under Paragraph 2.2 and Paragraph 10.1 of the Master Circular dated August 4, 2023 as under: Criteria for eligibility of derivative contracts on commodities Paragraph 2.2…
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SEBI Update - Ease of Doing Business – Internet Based Trading for Stock Brokers
To improve ease of doing business and remove obsolete compliance requirements related to activities of Market Infrastructure Institutions (MIIs), inputs or suggestions were sought from various stakeholders. In this regar…
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SEBI Update - Investor Charter for Stock Exchanges
In order to facilitate investor awareness about various activities such as business transacted and services provided to investors on stock exchanges, grievance redressal mechanism, rights and obligations of investors, gu…
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SEBI Update - Modification in requirement of inspection of accredited warehouses by Clearing Corporations
There is a requirement for clearing corporations to conduct independent audits of the goods and other facilities in the storage facilities by engaging expert agencies, at regular intervals. It has been decided that …
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SEBI Update - Norms for acceptable collaterals and exposure of Clearing Corporations
In order to further strengthen the risk management framework of CCs, it has been felt to review the existing collaterals accepted by CCs and also to have prudential norms for exposure of CCs. The acceptable liquid a…
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