SEBI Update - Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
The Master Circular on Know Your Client (KYC) norms for the securities market SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169 dated October 12, 2023 inter alia has detailed the provision for the adaptation of Aadhaar based e-KYC pr…
Read more
SEBI Update - Portfolio Managers - Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures
SEBI issued circular for Portfolio Managers - Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures Based on the recommendations of the working group, a public consul…
Read more
SEBI Update - Facilitating collective oversight of distributors for Portfolio Management Services (PMS) through APMI
To simplify and ease compliances, a working group was constituted to review the present regulatory framework under SEBI (Portfolio Managers) Regulations, 2020 and recommend measures to promote ease of doing business. Bas…
Read more
SEBI Update - Nomination for Mutual Fund Unit Holders – exemption for jointly held folios
In order to simplify, ease and reduce cost of compliance, a working group was constituted to review the present regulatory framework of Mutual Funds and recommend measures to promote the ease of doing business. Based on …
Read more
SEBI Update - Ease of doing business- Fund manager for Mutual fund schemes investing in commodities and overseas securities
SEBI constituted various Working Groups to recommend measures to simplify and ease compliances under various SEBI Regulations. Accordingly, a working group was constituted to review the present regulatory framework under…
Read more
SEBI Update - Relaxation in requirement of intimation of changes in the terms of Private Placement Memorandum of Alternative Investment Funds through Merchant Banker
SEBI has issued the circular on the relaxation in requirement of intimation of changes in the terms of Private Placement Memorandum of Alternative Investment Funds through Merchant Banker. In this regard, based on the fe…
Read more
SEBI Update - Framework for Category I and II Alternative Investment Funds (AIFs) to create encumbrance on their holding of equity of investee companies
The SEBI notified Framework for Category I and II Alternative Investment Funds (AIFs) to create encumbrance on their holding of equity of investee companies The following has been stated Existing schemes of Category I or…
Read more
SEBI Update - Flexibility to Alternative Investment Funds (AIFs) and their investors to deal with unliquidated investments of their schemes
Securities and Exchange Board of India (Alternative Investment Funds) (Second Amendment) Regulations 2024 (“AIF Regulations Amendment”), have been notified , inter alia, to provide additional flexibility to AIFs and thei…
Read more
SEBI Update: Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
Please find the following update under SEBI: 1. SEBI vide Circular No. SEBI/ HO/ AFD/ AFD-PoD-2/CIR/P/2023/148 dated August 24, 2023 mandated additional disclosures for FPIs that fulfil objective criteria as specifi…
Read more
SEBI Update: Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode
Please find the following update under SEBI: SEBI prescribed guidelines to address the concerns arising out of transfer of securities from the Beneficial Owner (BO) Accounts without proper authorization by the conce…
Read moreShowing 261–270 of 543 updates