SEBI Update - Guidelines for returning of the draft offer document and its resubmission
Draft offer documents/draft letter of offer filed with the Board for public issue/rights issue of securities (hereinafter “draft offer document”) are found lacking in compliance with respect to instructions provided unde…
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SEBI Update - Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians
It has been decided that the following reports shall henceforth be submitted on the SEBI Intermediary Portal (SI Portal) by DDPs and Custodians Sr No Reporting Requirements Periodicity 1 Annual audit reports on in…
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SEBI Update - Extension of timeline for verification of market rumours by listed entities
The proviso to Regulation 30(11) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“LODR Regulations”) inter-alia requires the top 100 listed entities by market capitalization and thereafte…
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SEBI Update - Guidelines for AIFs with respect to holding their investments in dematerialised form and appointment of custodian
Holding investments of AIFs in dematerialised form In terms of Regulation 15(1)(i) of AIF Regulations, AIFs shall hold their investments in dematerialised form, subject to such conditions as may be specified by the …
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SEBI Update - Ease of doing business- Changes in reporting
SEBI received representations from various stakeholders citing inefficiencies due to duplication of monitoring mechanisms and difficulties in uploading data to exchanges. In order to address the issue, SEBI advised the i…
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SEBI Update - Ease of Doing Investments by Investors- Facility of voluntary freezing/ blocking of Trading Accounts by Clients
In consultation with the Brokers’ Industry Standards Forum (ISF) and to enhance ease of doing business and ease of investment, it has been decided that the framework for Trading Members to provide the facility of volunta…
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SEBI Update - Foreign Investment in Alternative Investment Funds (AIFs)
The amendments to the Prevention of Money-Laundering (Maintenance of Records) Rules, 2005, para 4.1.2. under Chapter 4 of SEBI Master Circular dated July 31, 2023 for AIFs stands modified as mentioned below: The investor…
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SEBI Update - Framework for Short Selling
The Securities and Exchange Board of India (SEBI) has issued a circular , dated January 05, 2024. This circular introduces a comprehensive framework for short selling in the Indian securities market. Detailed Analys…
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SEBI Update - Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
SEBI has decided to accept the recommendation to settle the running account of clients on Friday and/or Saturday, which streamlines the process of settlement and ensures ease of doing business for various stakeholders …
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SEBI Update - Modifications to provisions of Chapter XXI of NCS Master Circular1 dealing with registration and regulatory framework for Online Bond Platform Providers (OBPPs)
Please find the following update under SEBI Clause Registration and regulatory framework for Online Bond Platform Providers (OBPPs) Modifications to provisions of Chapter XXI of NCS Master Circular dealing with regi…
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