SEBI Update - Investor Charter for Depositories and Depository Participants
The recent developments in the securities market including introduction of Online Dispute Resolution (ODR) platform and SCORES 2.0, it is felt necessary to modify the Investor Charter for Depositories and DPs, inter-alia…
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SEBI LODR AMENDMENTS
Amendments effective from May 18, 2024 Rumour verification Reg. 30(11): Rumour verification by listed companies is now linked to material price movement. Material price movement would be specified by stock exchang…
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SEBI Update - Standard Operating Procedure for handling of Stock Exchange outage and extension of trading hours thereof in Commodity Derivatives segment
SEBI vide circular dated January 09, 2023 has prescribed standard operating procedure for handling stock exchange outage and extension of trading hours thereof in Cash Market and Equity Derivatives segment. In conti…
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SEBI Update - Eligibility criteria for launching Options with Commodity Futures as underlying by Stock Exchanges having commodity derivative segments
Chapter 6 of SEBI Master Circular dated August 4, 2023 for Commodity Derivatives Segment prescribes Product Design and Risk Management Framework for Options on Commodity Futures. It is decided that for launching Opt…
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SEBI Update - Self Regulatory Organizations for Social Impact Assessors in the context of Social Stock Exchange (“SSE”)
In terms of Regulation 292A(f) of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, (“ICDR Regulations’) a Social Impact Assessor means an individual registered …
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SEBI Update - Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”) for FY 2023-24
In terms of Regulation 91C (1) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI LODR Regulations’) Not for Profit Organizations (NPOs) registered on…
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SEBI Update - Framework for considering unaffected price for transactions upon confirmation of market rumour
In terms of Regulation 30(11) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015(“LODR Regulations”), as amended by SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations,…
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SEBI Update - Industry Standards on verification of market rumours
In order to facilitate ease of doing business, the Industry Standards Forum (“ISF”) comprising of representatives from three industry associations, viz. ASSOCHAM, CII and FICCI, under the aegis of the Stock Exchanges, on…
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SEBI Update - Certification requirement for key investment team of manager of AIF
In terms of Regulation 4(g)(i) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), the key investment team of the Manager of an Alternative Investment Fund (AIF) shall have at least one key pers…
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SEBI Update - Periodic reporting format for Investment Advisers
SEBI has recognized Investment Advisers Administration and Supervisory Body (“IAASB”) for the purpose of administration and supervision of Investment Advisers (“IAs”) under regulation 14 of the IA Regulations. At present…
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