SEBI Update - Relaxation in requirement of intimation of changes in the terms of Private Placement Memorandum of Alternative Investment Funds through Merchant Banker
SEBI has issued the circular on the relaxation in requirement of intimation of changes in the terms of Private Placement Memorandum of Alternative Investment Funds through Merchant Banker. In this regard, based on the fe…
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SEBI Update - Framework for Category I and II Alternative Investment Funds (AIFs) to create encumbrance on their holding of equity of investee companies
The SEBI notified Framework for Category I and II Alternative Investment Funds (AIFs) to create encumbrance on their holding of equity of investee companies The following has been stated Existing schemes of Category I or…
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SEBI Update - Flexibility to Alternative Investment Funds (AIFs) and their investors to deal with unliquidated investments of their schemes
Securities and Exchange Board of India (Alternative Investment Funds) (Second Amendment) Regulations 2024 (“AIF Regulations Amendment”), have been notified , inter alia, to provide additional flexibility to AIFs and thei…
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SEBI Update: Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
Please find the following update under SEBI: 1. SEBI vide Circular No. SEBI/ HO/ AFD/ AFD-PoD-2/CIR/P/2023/148 dated August 24, 2023 mandated additional disclosures for FPIs that fulfil objective criteria as specifi…
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SEBI Update: Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode
Please find the following update under SEBI: SEBI prescribed guidelines to address the concerns arising out of transfer of securities from the Beneficial Owner (BO) Accounts without proper authorization by the conce…
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SEBI Update: Repeal of circular(s) outlining procedure to deal with cases where securities are issued prior to April 01, 2014, involving offer / allotment of securities to more than 49 but up to 200 investors in a financial year
1. SEBI has issued Circular No. CIR/CFD/DIL3/18/2015 dated December 31, 2015 and Circular No. CFD/DIL3/CIR/P/2016/53 dated May 03, 2016,stating that in respect of cases under the Companies Act, 1956, involving issuance o…
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SEBI Update: Simplification and streamlining of Offer Documents of Mutual Fund Schemes - Extension of timelines
1. SEBI vide circular SEBl/HO/IMD/IMD-RAC-2/P/CIR/2023/00175 dated November 01, 2023 prescribed simplified format of Scheme Information Document (SID). 2. It has been decided to revise the date of applicability of p…
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SEBI Update: Measures to instill trust in securities market – Expanding the framework of Qualified Stock Brokers (QSBs) to more stock brokers
1. SEBI vide Circular SEBI/HO/MIRSD-PoD-1/P/CIR/2023/24 dated February 06, 2023 and para 18 of Master Circular for Stock Brokers dated May 17, 2023 inter-alia stated the four parameters for designating a stockbroker as Q…
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SEBI Update: Centralization of certifications under the Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs)
1. The Ministry of Finance states that the reporting financial institution (RFI) [as defined under rule 114F(7) of Income Tax Rules,1962] shall obtain a self-certification from the client, as part of the account opening …
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SEBI: Revised Pricing Methodology for Institutional Placements of Privately Placed Infrastructure Investment Trust (InvIT)
Any subsequent issue of units after the initial public offer may be by way of institutional placement, in addition to other mechanisms as provided in Regulation 14(4) of the SEBI (Infrastructure Investment Trusts) Regula…
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