SEBI Update - Master Circular on Know Your Client (KYC) norms for the securities market
This Master Circular is a compilation of the circulars/directions issued by SEBI up to September 30, 2023, on Know Your Client (KYC) norms for the securities market includes certain modifications to align such circulars/…
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SEBI Update - Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg.
SEBI Master Circular dated July 11, 2023 on compliance with the provisions of the SEBI (Listing Obligations and Disclosure Requirements) (LODR) Regulations, 2015 by listed entities (“Master Circular”) inter-alia relaxed …
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SEBI Update - Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms
Sebi on 6th Oct 2023 issued the circular stating the following: It has been decided that the members of stock exchanges functioning only in the EOP segment (Category 2 EOP) shall maintain a sum of Rs. 10 Lakhs with the s…
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SEBI Update- Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Regulation 58(1)(b) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (\"SEBI Listing Regulations\") provides that a listed entity shall send a hard copy of the statement containing the salient …
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SEBI Update - Centralized mechanism for reporting the demise of an investor through KRAs
SEBI on 3rd Oct 2023 issued a circular regarding the Centralized mechanism for reporting the demise of an investor through KRAs. This circular lays down the operational norms, obligations of regulated entities including …
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SEBI Update - Extension of timeline for verification of market rumours by listed entities
The proviso to Regulation 30(11) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“LODR Regulations”) inter-alia requires the top 100 listed entities by market capitalization with effect f…
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SEBI Update - Nomination for Mutual Fund Unit Holders – Extension of timelines
SEBI vide Circular dated June 15, 2022, read with SEBI Circular dated July 29, 2022, and SEBI Circular dated March 28, 2023, prescribed the requirement for nomination/ opting out of nomination for all the existing indivi…
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SEBI Update - Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts
The SEBI on 26th September 2023 issued a notification regarding the Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security hol…
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SEBI Update: Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.
SEBI Complaint Redressal System (SCORES) is a centralised web-based complaint redressal facilitation platform launched in 2011.In order to strengthen the existing investor grievance handling mechanism through SCORES by m…
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SEBI Update - Regulatory Reporting by AIFs
The SEBI has issued a Circular dated September 14, 2023, outlining regulatory reporting requirements for Alternative Investment Funds (AIFs). SEBI (AIF) Regulations, 2012, along with the SEBI Master Circular for AIF…
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