SEBI Update - Simplification of requirements for grant of accreditation to investors
It has been decided to simplify the requirements for grant of accreditation to investors as under: Accreditation Agencies, which are also KYC Registration Agencies (KRAs), may access Know Your Customer (KYC) documen…
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SEBI Update - Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
SEBI received representations from various stakeholders, stock brokers, and brokers' associations citing certain operational difficulties in implementation of the framework. Addressing the issue, SEBI issued the cir…
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SEBI Update - Credit of units of AIFs in dematerialised form
It has been decided to specify the process to be followed for dematerialising/ crediting the units issued, in cases where investors are yet to provide demat account details to AIFs. Managers of AIFs shall continue t…
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SEBI Update - Revised framework for computation of Net Distributable Cash Flow (NDCF) by Infrastructure Investment Trusts (InvITs)
It has been decided to standardize the framework for calculation of available Net Distributable Cash Flows. The revised framework shall be applicable with effect from April 1, 2024. Link - https://www.sebi.gov.…
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SEBI Update - Revised framework for computation of Net Distributable Cash Flow (NDCF) by Real Estate Investment Trusts (REITs)
It has been decided to standardize the framework for calculating available Net Distributable Cash Flows. The revised framework shall be applicable with effect from April 1, 2024. Link - https://www.sebi.gov.in/…
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SEBI Update - Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 dated September 20, 2023 on Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.
The provisions of the circular dated September 20, 2023, related to work flow of processing of investor grievances by Entities and the framework for monitoring and handling of investor complaints by the Designated Bodies…
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SEBI Update - Simplified norms for processing investors’ service requests by RTAs and norms for furnishing PAN, KYC details and Nomination
It has been decided that the Master Circular for Registrars to an Issue and Share Transfer Agents dated May 17, 2023, has been amended as follows: Reference to the term ‘freezing/ frozen’ has been deleted. Referral of fo…
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SEBI Update - Procedural framework for dealing with unclaimed amounts lying with Real Estate Investment Trusts (REITs) and manner of claiming such amounts by unit holders
The SEBI has issued a circular outlining the procedural framework for dealing with unclaimed amounts in Real Estate Investment Trusts (REITs). The circular emphasizes Regulation 18(16)(b) and 18(16)(c) of the SEBI (…
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SEBI Update - Procedural framework for dealing with unclaimed amounts lying with Infrastructure Investment Trusts (InvITs) and manner of claiming such amounts by unitholders
The SEBI has issued a circular addressing the procedural framework for dealing with unclaimed amounts in Infrastructure Investment Trusts (InvITs). The circular mandates that unitholders of InvITs should receive not…
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SEBI Update - Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors
SEBI issued notification regarding Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors. This shall come in…
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