SEBI Update - Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 dated September 20, 2023 on Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.
The provisions of the circular dated September 20, 2023, related to work flow of processing of investor grievances by Entities and the framework for monitoring and handling of investor complaints by the Designated Bodies…
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SEBI Update - Simplified norms for processing investors’ service requests by RTAs and norms for furnishing PAN, KYC details and Nomination
It has been decided that the Master Circular for Registrars to an Issue and Share Transfer Agents dated May 17, 2023, has been amended as follows: Reference to the term ‘freezing/ frozen’ has been deleted. Referral of fo…
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SEBI Update - Procedural framework for dealing with unclaimed amounts lying with Real Estate Investment Trusts (REITs) and manner of claiming such amounts by unit holders
The SEBI has issued a circular outlining the procedural framework for dealing with unclaimed amounts in Real Estate Investment Trusts (REITs). The circular emphasizes Regulation 18(16)(b) and 18(16)(c) of the SEBI (…
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SEBI Update - Procedural framework for dealing with unclaimed amounts lying with Infrastructure Investment Trusts (InvITs) and manner of claiming such amounts by unitholders
The SEBI has issued a circular addressing the procedural framework for dealing with unclaimed amounts in Infrastructure Investment Trusts (InvITs). The circular mandates that unitholders of InvITs should receive not…
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SEBI Update - Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors
SEBI issued notification regarding Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors. This shall come in…
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SEBI Update - Simplification and streamlining of Offer Documents of Mutual Fund Schemes
SEBI on 1st Nov 2023 issued notification regarding Simplification and streamlining of Offer Documents of Mutual Fund Schemes. The following has been stated It states that in order to enhance ease of preparation of the Sc…
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SEBI Update - Revision in the manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs)
On October 31, 2023, the Securities and Exchange Board of India (SEBI) issued a significant circular, impacting Infrastructure Investment Trusts (InvITs). Privately placed InvITs can now achieve minimum public unitholdin…
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SEBI Update - Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs)
SEBI has issued new guidelines to enhance their Business Continuity Plan (BCP) and Disaster Recovery (DR) capabilities. These guidelines aim to bolster the overall resiliency of QRTAs, ensure continuous operations, and r…
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SEBI Update - Ease of doing business and development of corporate bond markets – revision in the framework for fundraising by issuance of debt securities by large corporates (LCs)
The framework for fundraising by issuance of debt securities by LCs is revised This framework is applicable with effect from April 01, 2024, for LCs following April March as their financial year. This framework is a…
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SEBI Update - Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under
SEBI vide circular has issued an Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention o…
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