SEBI Update - Ease of Doing Investments by Investors- Facility of voluntary freezing/ blocking of Trading Accounts by Clients
In consultation with the Brokers’ Industry Standards Forum (ISF) and to enhance ease of doing business and ease of investment, it has been decided that the framework for Trading Members to provide the facility of volunta…
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SEBI Update - Foreign Investment in Alternative Investment Funds (AIFs)
The amendments to the Prevention of Money-Laundering (Maintenance of Records) Rules, 2005, para 4.1.2. under Chapter 4 of SEBI Master Circular dated July 31, 2023 for AIFs stands modified as mentioned below: The investor…
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SEBI Update - Framework for Short Selling
The Securities and Exchange Board of India (SEBI) has issued a circular , dated January 05, 2024. This circular introduces a comprehensive framework for short selling in the Indian securities market. Detailed Analys…
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SEBI Update - Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
SEBI has decided to accept the recommendation to settle the running account of clients on Friday and/or Saturday, which streamlines the process of settlement and ensures ease of doing business for various stakeholders …
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SEBI Update - Modifications to provisions of Chapter XXI of NCS Master Circular1 dealing with registration and regulatory framework for Online Bond Platform Providers (OBPPs)
Please find the following update under SEBI Clause Registration and regulatory framework for Online Bond Platform Providers (OBPPs) Modifications to provisions of Chapter XXI of NCS Master Circular dealing with regi…
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SEBI Update - Framework on Social Stock Exchange (“SSE”)
Framework on Social Stock Exchange (“SSE”) In Paragraph 1, sub-paragraph A, titled “Minimum requirement to be met by a Not for Profit Organization (NPO) for registration with SSE in terms of Regulation 292F of the I…
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SEBI Update - Extension of timelines for providing ‘choice of nomination’ in eligible demat accounts and mutual fund folios
It has been decided to extend the last date for submission of ‘choice of nomination’ for demat accounts and mutual fund folios to June 30, 2024. Link - https://www.sebi.gov.in/legal/circulars/dec-2023/extension-of-t…
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SEBI Update - Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market
Clauses Online Resolution of Disputes in the Indian Securities Market Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market Comments Clause 2 Disputes between Investor…
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SEBI Updates- Business Continuity for Clearing Corporations through Software as a Service (SaaS) Model
To strengthen the business continuity framework of clearing corporations (CC) for handling major software malfunctions, SEBI on 20th Dec 2023 issued to the circular to establish their critical Risk Management Systems (RM…
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SEBI Update - Principles of Financial Market Infrastructures (PFMIs)
The Securities and Exchange Board of India (SEBI) has issued a circular on December 19, 2023, addressing the Principles of Financial Market Infrastructures (PFMIs). Overview of PFMIs : SEBI, as a member of IOSCO, is…
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