SEBI Update - Simplification and streamlining of Offer Documents of Mutual Fund Schemes
SEBI on 1st Nov 2023 issued notification regarding Simplification and streamlining of Offer Documents of Mutual Fund Schemes. The following has been stated It states that in order to enhance ease of preparation of the Sc…
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SEBI Update - Revision in the manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs)
On October 31, 2023, the Securities and Exchange Board of India (SEBI) issued a significant circular, impacting Infrastructure Investment Trusts (InvITs). Privately placed InvITs can now achieve minimum public unitholdin…
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SEBI Update - Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs)
SEBI has issued new guidelines to enhance their Business Continuity Plan (BCP) and Disaster Recovery (DR) capabilities. These guidelines aim to bolster the overall resiliency of QRTAs, ensure continuous operations, and r…
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SEBI Update - Ease of doing business and development of corporate bond markets – revision in the framework for fundraising by issuance of debt securities by large corporates (LCs)
The framework for fundraising by issuance of debt securities by LCs is revised This framework is applicable with effect from April 01, 2024, for LCs following April March as their financial year. This framework is a…
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SEBI Update - Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under
SEBI vide circular has issued an Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention o…
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SEBI Update - Master Circular on Know Your Client (KYC) norms for the securities market
This Master Circular is a compilation of the circulars/directions issued by SEBI up to September 30, 2023, on Know Your Client (KYC) norms for the securities market includes certain modifications to align such circulars/…
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SEBI Update - Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg.
SEBI Master Circular dated July 11, 2023 on compliance with the provisions of the SEBI (Listing Obligations and Disclosure Requirements) (LODR) Regulations, 2015 by listed entities (“Master Circular”) inter-alia relaxed …
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SEBI Update - Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms
Sebi on 6th Oct 2023 issued the circular stating the following: It has been decided that the members of stock exchanges functioning only in the EOP segment (Category 2 EOP) shall maintain a sum of Rs. 10 Lakhs with the s…
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SEBI Update- Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Regulation 58(1)(b) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (\"SEBI Listing Regulations\") provides that a listed entity shall send a hard copy of the statement containing the salient …
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SEBI Update - Centralized mechanism for reporting the demise of an investor through KRAs
SEBI on 3rd Oct 2023 issued a circular regarding the Centralized mechanism for reporting the demise of an investor through KRAs. This circular lays down the operational norms, obligations of regulated entities including …
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