SEBI Update - Guidelines for MIIs regarding Cyber security and Cyber resilience
The Securities and Exchange Board of India has issued guidelines for cyber security and cyber resilience in market infrastructure institutions (MII) such as stock exchanges, clearing corporations and depositories. Accord…
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SEBI Update - Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories
SEBI vide its circular dated 24th Aug 2023 has made Modification in the Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories Regard, clause 3 of SEBI circular dated May…
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SEBI Update - Mandating additional disclosures by Foreign Portfolio Investors (FPIs) that fulfil certain objective criteria
All entities holding any ownership, economic interest, or exercising control in the FPI, on a complete look-through basis, up to the level of all natural persons, without any threshold, shall be provided by FPIs that ful…
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SEBI Update - Simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs)
Sebi on Friday simplified the KYC process and rationalised the risk management framework at KYC registration agencies (KRAs). The records of all existing clients, whose KYC has been completed based on officially valid do…
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SEBI Update - Timeline for the Exit Option Window Period for Change in Control of AMC
Sebi on 11th Aug 2023 came out with a new timeline for the exit option window period given to the mutual fund unitholders for change in control of asset management company (AMC). Under the new timeline, a change in contr…
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Procedure for seeking prior approval for change in control
Sebi on 10th Aug 2023 streamlined the procedure of obtaining prior approval for the proposed change in control of merchant bankers and bankers to an issue. The new process will be applicable from September 1, 2023. Under…
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SEBI Update- Reduction of timeline for listing of shares in Public Issue from existing T+6 days to T+3 days
SEBI has reduced the timeline for listing securities after the closure of public issue to three days, from the current six working days. With T as the issue-closing date, the securities will now have to be listed on…
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SEBI Update -Facility to remedy erroneous transfers in demat accounts
Securities and Exchange Board of India on 8th Aug 2023 decided to provide a facility for exemption from one-time passwords to facilitate the reversal of erroneous transfers of securities in demat accounts. Under the rule…
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SEBI Update - Transactions in Corporate Bonds through Request for Quote (RFQ) platform by FPIs
It is decided that Foreign Portfolio Investors (FPIs) shall undertake at least 10% of their total secondary market trades in Corporate Bonds by value by placing/seeking quotes on the RFQ platform of stock exchanges, on a…
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SEBI Update - Resources for Trustees of Mutual Funds
The Securities and Exchange Board of India (SEBI) has issued a circular, mentioning that trustees of mutual fund standing arrangement with independent firms has to be available on a continuous basis, a confirmation to th…
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