SEBI Update- Mandating Legal Entity Identifier (LEI) for all non – individual Foreign Portfolio Investors (FPIs)
SEBI has made it mandatory for all non-individual Foreign Portfolio Investors (FPIs) to provide their Legal Entity Identifier (LEI) details in common application form used for registration, KYC and account opening. …
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SEBI Update - Framework for Corporate Debt Market Development Fund (CDMDF)
Sebi has come out with the guidelines for the fund. The fund will act as a backstop facility for purchase of investment-grade corporate debt securities, to instil confidence among the participants in the corporate debt m…
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SEBI Update- New category of Mutual Fund schemes for Environmental, Social and Governance (“ESG”) Investing and related disclosures by Mutual Funds.
SEBI has decided to introduce a separate sub-category for ESG (Environmental, Social and Governance) investments under the thematic category of equity schemes. Any scheme under the ESG category can be launched with one o…
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SEBI Update - Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) – Extending framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at security level to all listed companies in a phased manner
The Securities and Exchange Board of India (SEBI) has issued a circular, extending the trading window closure period for listed companies. SEBI circular dated July 19, 2023, highlights the phased implementation of the fr…
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SEBI Update - Disclosure of material events/information by listed entities under Regulations 30 and 30A of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
SEBI vide its Circular dated 13th July 2023 amendments Disclosure of material events/information by listed entities under Regulations 30 and 30A of Securities and Exchange Board of India (Listing Obligations and Disclosu…
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SEBI Update: BRSR Core – Framework for assurance and ESG disclosures for value chain
Sebi on 12th July came out with a regulatory framework for listed entities on ESG disclosures on supply chain and assurance. Keeping in view the relevance to the Indian market context, a few new KPIs have been ident…
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SEBI Update- Amendments to guidelines for the preferential issue and institutional placement of units by a listed REIT
The Securities and Exchange Board of India (SEBI) has issued a circular announcing amendments to the guidelines for preferential issues and institutional placement of units by listed Real Estate Investment Trusts (REITs)…
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SEBI Update - Appointment of Director nominated by the Debenture Trustee on boards of issuers
SEBI Update - Appointment of Director nominated by the Debenture Trustee on boards of issuers Under Sebi norms pertaining to the listing of non-convertible securities, an entity registered under the Companies Act, 2…
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SEBI Update: Disclosure of Information on Issuers Not Cooperating (INC) with CRAs
Sebi observed over time the number of issuers that are non-cooperative with CRAs (Credit Rating Agencies) have increased, with a vast majority of INC issuers being unlisted and small entities. In this regard, to pro…
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SEBI Update: Manner of achieving minimum public unitholding – InvITs and REITs
SEBI provided methods that can be adopted by real estate investment trusts and infrastructure investment trusts to achieve minimum public unitholding. A REIT or an InvIT is required to achieve a minimum public unith…
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