Introduction of Legal Entity Identifier (LEI) for issuers who have listed and/ or propose to list non-convertible securities, securitised debt instruments and security receipts
Sebi on 3 rd May 2023, introduced Legal Entity Identifier (LEI) system for issuers that have listed or planning to list non-convertible securities, securitised debt instruments and security receipts. LEI is a unique…
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SEBI Update: Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 –Directions to stock exchanges and registered intermediaries.
SEBI vide its Circular dated 26 th April, 2023 issued for All Intermediaries registered with SEBI under Section 12 of the Securities and Exchange Board of India Act, 19922.Stock Exchanges. The Circular states: …
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SEBI Update: Modifications in the requirement of filing of Offer Documents by Mutual Funds.
SEBI vide its Circular dated 25 th April, 2023 issued for All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI). …
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SEBI Update: Bank Guarantees (BGs) created out of clients’ funds.
SEBI vide its Circular dated 25 th April, 2023 issued for Stock Brokers through recognized Stock Exchanges Clearing Members through recognized Clearing Corporations. The circular states: Stock Brokers (SBs)/Cle…
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SEBI Update: Procedure for seeking prior approval for change in control of Vault Managers.
SEBI vide its Circular dated 21 st March, 2023 issued for The Managing Directors / Chief Executive Officers, All registered Vault Managers and All registered Depositories The circular states: This circular is i…
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SEBI Update: Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories
SEBI vide its Circular dated 20 th April, 2023 issued a Circular for All recognized Stock Exchanges, All recognized Clearing Corporations and All Depositories. The Circular States: This circular is issued in ex…
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SEBI Update: Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities.
SEBI vide its Circular dated on 13 th April, 2023 issued for all eligible issuers of debt securities Recognized Limited Purpose Clearing Corporations Recognized Stock Exchanges Registered Depositories. The circular …
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SEBI Update: Formulation of price bands for the first day of trading pursuant to Initial Public Offering (IPO), re-listing etc. in normal trading session.
SEBI vide its Circular dated 11 th April, 2023 issued a Circular for All Stock Exchanges. The Circular states: SEBI announced the new framework for fixing the price band for trading in share market on the first…
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SEBI Update: Direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs.
SEBI vide its Circular dated 11 th April, 2023 issued for All Alternative Investment Funds (AIFs) The circular states: SEBI asked Alternative Investment Funds (AIFs) to provide the option of direct plan for the…
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SEBI Update: Guidelines with respect to excusing or excluding an investor from an investment of AIF.
SEBI vide its Circular dated 11 th April, 2023 issued for All Alternative Investment Funds (AIFs) The circular states: SEBI has observed that, there is inconsistency and lack of adequate disclosure with respect…
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