SEBI Update - Registration with the FINNET 2.0 system of Financial Intelligence Unit – India (FIU-India)
SEBI vide its Circular dated 9 th May 2023 issued to All Registered Debenture Trustees. The Circulars state that It has been informed by FIU-India that: a) all Reporting Entities falling under Debenture Tr…
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SEBI Update- Direct Market Access (DMA) to SEBI registered Foreign Portfolio Investors (FPIs) for participating in Exchange Traded Commodity Derivatives (ETCDs)
SEBI vide its Circular dated 10 th May 2023 issued to All Recognized Stock Exchanges having Commodity Derivatives Segment All Foreign Portfolio Investors registered with SEBI All Custodians registered with SEBI. The…
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SEBI Update - Registration with the FINNET 2.0 system of Financial Intelligence Unit – India (FIU-India)
SEBI vide its Circular dated 9 th May 2023 issued to All Registered Debenture Trustees. The Circulars state that It has been informed by FIU-India that: a) all Reporting Entities falling under Debenture Tr…
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Additional requirements for the issuers of transition bonds
SEBI vide its notification dated 4 th May 2023 states the additional requirements for the issuers of transition bonds Disclosure in the offer document for public issues /private placements of such transition bonds: …
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Testing Framework for the Information Technology (IT) systems of the Market Infrastructure Institutions (MIIs)
SEBI on 5th May 2023 state a comprehensive testing framework for the information technology (IT) systems of the stock exchanges and other market infrastructure institutions (MIIs). The framework will be for the IT s…
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Introduction of Legal Entity Identifier (LEI) for issuers who have listed and/ or propose to list non-convertible securities, securitised debt instruments and security receipts
Sebi on 3 rd May 2023, introduced Legal Entity Identifier (LEI) system for issuers that have listed or planning to list non-convertible securities, securitised debt instruments and security receipts. LEI is a unique…
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SEBI Update: Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 –Directions to stock exchanges and registered intermediaries.
SEBI vide its Circular dated 26 th April, 2023 issued for All Intermediaries registered with SEBI under Section 12 of the Securities and Exchange Board of India Act, 19922.Stock Exchanges. The Circular states: …
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SEBI Update: Modifications in the requirement of filing of Offer Documents by Mutual Funds.
SEBI vide its Circular dated 25 th April, 2023 issued for All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI). …
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SEBI Update: Bank Guarantees (BGs) created out of clients’ funds.
SEBI vide its Circular dated 25 th April, 2023 issued for Stock Brokers through recognized Stock Exchanges Clearing Members through recognized Clearing Corporations. The circular states: Stock Brokers (SBs)/Cle…
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SEBI Update: Procedure for seeking prior approval for change in control of Vault Managers.
SEBI vide its Circular dated 21 st March, 2023 issued for The Managing Directors / Chief Executive Officers, All registered Vault Managers and All registered Depositories The circular states: This circular is i…
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