SEBI Update- Advisory for SEBI Regulated Entities (REs) regarding Cybersecurity best practices- 22nd February, 2023
SEBI vide its Circular dated 22 nd February, 2023 issued a notification regarding advisory for SEBI Regulated Entities (REs) regarding Cybersecurity best practices. An efficient and effective response to and recover…
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SEBI Update- Master Circular for Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (“Takeover Regulations”)- 16 th February, 2023
SEBI vide Circular dated 16 th February, 2023 has prepared Master Circular for Takeover Regulations, in order to enable the stakeholders to have access to the provisions of the applicable circulars at one place. The…
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SEBI Update- Maintenance of a website by stock brokers and depository participants- 15th February, 2023
SEBI vide its Circular dated 15 th February, 2023 has mandated certain information to be published by stock brokers (SB) /depository participants (DP) on their respective websites. A designated website brings in tra…
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SEBI Update- Introduction of Issue Summary Document (ISD) and dissemination of issue advertisements- 15th February, 2023
SEBI vide its Circular dated 15 th February, 2023 introduced Issue Summary Document (ISD) for public issues, further issues, buybacks, and other offers. The ISD is designed to make relevant information in regard to publi…
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SECURITIES AND EXCHANGE BOARD OF INDIA (BUY-BACK OF SECURITIES) (AMENDMENT) REGULATIONS, 2023
Sr No. Regulation Existing Provisions Amended Provisions Analysis/ Impact 1 2(i)(g) The following sub-regulation has been inserted: (ga) ‘frequently traded shares’ shall have the same meaning as assigned to them under th…
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SEBI Update- Clarification in respect of the compliance by the first-time issuers of debt securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 with Regulation 23(6)- 9th February, 2023
SEBI vide its Circular dated 9 th February, 2023 issued a clarification in respect of the compliance by the first time issuers of debt securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, …
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SEBI Update: Clarification w.r.t. issuance and listing of perpetual debt instruments, perpetual non-cumulative preference shares and similar instruments under Chapter V of the SEBI (Issue and Listing of Non-convertible Securities) Regulations, 2021 dated 8th February, 2023
SEBI vide its Circular dated 8 th February, 2023 issued a notification regarding Clarification w.r.t issuance and listing of perpetual debt instruments, perpetual non-cumulative preference shares and similar instruments …
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SEBI Update- Grant of extension of time to entities operating/ desirous of operating as Online Bond Platform Providers (OBPPs) for making an application to obtain certificate of registration as a stock broker under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992- 7th February, 2023
SEBI vide its Circular dated 7 th February, 2023 received representation from the market participants, wherein they have informed that upgradation of the electronic filing portal (Version-3) of MCA for submission of vari…
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SEBI Update: Review of Chapter IX – Green Debt Securities of the Operational Circular for issue and listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP) dated August 10, 2021 (hereinafter referred to as the ‘NCS Operational Circular’), as amended from time to time dated 6th February, 2023
SEBI vide its Circular dated 6 th February, 2023 undertook a review of the regulatory framework for green debt securities referred Chapter IX of the SEBI Circular SEBI/HO/DDHS/P/CIR/2021/613 dated August 10, 2021 (update…
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SEBI Update - Enhanced obligations and responsibilities on Qualified Stock Brokers (QSBs) - February 6, 2023
SEBI vide its Circular dated 6 th February, 2023 came out with parameters for qualified stock brokers (QSBs), who handle a large number of clients' funds and trading volumes. Certain stock brokers handle a very large num…
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