SEBI Update- Clarification in respect of the compliance by the first-time issuers of debt securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 with Regulation 23(6)- 9th February, 2023
SEBI vide its Circular dated 9 th February, 2023 issued a clarification in respect of the compliance by the first time issuers of debt securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, …
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SEBI Update: Clarification w.r.t. issuance and listing of perpetual debt instruments, perpetual non-cumulative preference shares and similar instruments under Chapter V of the SEBI (Issue and Listing of Non-convertible Securities) Regulations, 2021 dated 8th February, 2023
SEBI vide its Circular dated 8 th February, 2023 issued a notification regarding Clarification w.r.t issuance and listing of perpetual debt instruments, perpetual non-cumulative preference shares and similar instruments …
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SEBI Update- Grant of extension of time to entities operating/ desirous of operating as Online Bond Platform Providers (OBPPs) for making an application to obtain certificate of registration as a stock broker under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992- 7th February, 2023
SEBI vide its Circular dated 7 th February, 2023 received representation from the market participants, wherein they have informed that upgradation of the electronic filing portal (Version-3) of MCA for submission of vari…
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SEBI Update: Review of Chapter IX – Green Debt Securities of the Operational Circular for issue and listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP) dated August 10, 2021 (hereinafter referred to as the ‘NCS Operational Circular’), as amended from time to time dated 6th February, 2023
SEBI vide its Circular dated 6 th February, 2023 undertook a review of the regulatory framework for green debt securities referred Chapter IX of the SEBI Circular SEBI/HO/DDHS/P/CIR/2021/613 dated August 10, 2021 (update…
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SEBI Update - Enhanced obligations and responsibilities on Qualified Stock Brokers (QSBs) - February 6, 2023
SEBI vide its Circular dated 6 th February, 2023 came out with parameters for qualified stock brokers (QSBs), who handle a large number of clients' funds and trading volumes. Certain stock brokers handle a very large num…
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SEBI Update: Updated Operational Circular for Credit Rating Agencies dated 3rd February, 2023
SEBI vide its Circular dated 3 rd February, 2023, in order to enable the industry and other users to have access to all the applicable circulars/ directions at one place, an Operational Circular for CRAs has been prepare…
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Sebi Update: Amendments to Operational Circular for Credit Rating Agencies dated 3rd February, 2023
SEBI vide its Circular dated 3 rd February, 2023 came up with its operational circular on credit rating agencies (CRAs), asking them to have a detailed policy by March-end in respect of non-submission of crucial informat…
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SEBI Update: Dos and don’ts relating to green debt securities to avoid occurrences of greenwashing dated 3rd February, 2023
The SEBI vide notification no. dated February 02, 2023, had notified the amendment in the SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021. As per the amended norms, the SEBI widened the scope of …
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SEBI Update: Manner of achieving minimum public shareholding dated 3rd February, 2023
SEBI vide its Circular dated 3 rd Februray, 2023 notified the manner of achieving minimum public shareholding. SEBI has been receiving representations from listed entities and other stakeholders requesting relaxatio…
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SEBI Update: Transaction in Corporate Bonds through Request for Quote (RFQ) platform by Alternative Investment Funds (AIFs)
SEBI vide its circular date 1st Feb 2023, has mentioned that AIFs shall undertake at least 10% of their total secondary market trades in Corporate Bonds by value in a month by placing/seeking quotes on the RFQ platform. …
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