SEBI circular on timelines for transfer of dividend and redemption proceeds to unitholders – November 25, 2022
SEBI, vide its circular dated November 25, 2022 reduced the timelines for dividend pay-out, redemption amount pay-out to unitholders of mutual fund by Asset Management Company (AMC). SEBI reduced the timeline for di…
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SEBI Master Circular for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors – December 19, 2022
SEBI, vide its master circular dated December 19, 2022 superseded its master circular dated November 05, 2019 on Operational guidelines for FPIs, DDPs and Eligible Foreign Investors under the Securities and Exchange Boar…
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SEBI circular on applicability of SEBI circular on Principles of Financial Market Infrastructures (PFMIs) to AMC Repo Clearing Limited – December 16, 2022
SEBI, vide its circular dated December 16, 2022 said rules pertaining to \"Principles of Financial Market Infrastructures\" will apply to AMC Repo Clearing Limited. This mandates clearing corporations and depositori…
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SEBI circular on Framework for Orderly Winding Down of Critical Operations and Services of a Clearing Corporation– December 16, 2022
SEBI, vide its circular dated December 16, 2022 decided that the CCs shall have a policy framework for orderly winding down of their critical operations and services. In order to enable the Clearing Corporations (CC…
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SEBI Clarification - Scheme(s) of Arrangement by entities who have listed their Non-convertible Debt securities (NCDs) / Non-convertible Redeemable Preference shares (NCRPS) (‘debt listed entities’) – December 09, 2022
SEBI, vide its circular dated December 09, 2022 came out with a clarification - Scheme(s) of Arrangement by entities who have listed their Non-convertible Debt securities (NCDs)/Non-convertible Redeemable Preference shar…
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Securities and Exchange Board of India (Procedure for Board Meetings) (Amendment) Regulations, 2022– December 09, 2022
SEBI vide its notification dated December 09, 2022 amended the Securities and Exchange Board of India (Procedure for Board Meetings) Regulations, 2001. These Regulations may be called the Securities and Exchange Board of…
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SEBI Circular on Net Settlement of Cash segment and Futures & Options (F&O) segment upon expiry of stock derivatives – November 30, 2022
SEBI vide its Circular dated November 30, 2022 introduced the mechanism of Net Settlement of cash segment and F&O segment upon expiry of stock derivatives with a view to provide better alignment of cash and derivatives s…
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SEBI Circular on review of timelines for listing of securities issued on a private placement basis – November 30, 2022
SEBI vide its Circular dated November 30, 2022 reduced timelines for listing of debt securities issued on a private placement basis to three days which at present is four days. SEBI added that the reduction has been made…
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SEBI Circular on Procedure for seeking prior approval for change in control – November 28, 2022
SEBI vide its Circular dated November 28, 2022 in order to streamline the process to change in control of stock broker/clearing member, depository participant, investment adviser, research analyst or research entity, reg…
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SEBI Circular on Introduction of credit risk based single issuer limit for investment by mutual fund schemes in debt and money market instruments – November 29, 2022
SEBI vide its Circular dated November 29, 2022 introduced a similar credit rating based single issuer limit for actively managed mutual fund schemes. As per Regulation 44(1) read with clause 1 of Seventh Schedule of…
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