SEBI Consultation Paper on Review of disclosure requirements for material events or information under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – November 12, 2022
SEBI vide its Consultation Paper dated November 12, 2022 made review on disclosure requirements for material events or information as required under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements)…
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SEBI Circular on Handling of Clients’ Securities by Trading Members (TM) / Clearing Members (CM) – November 11, 2022
SEBI vide its Circular dated November 11, 2022 in order to further streamline the process of handling of unpaid securities by TM/CM and also to prevent any kind of misuse of such unpaid securities, after extensive consul…
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SEBI Circular on Applicability of GST on fees remitted to SEBI-Revision in Chapter - XX of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper – November 10, 2022
SEBI vide its Circular dated November 10, 2022 made amendment to Chapter – XX (Bank account details for payment of fees) of the NCS Operational Circular dated 10 th August, 2021. Chapter XX of the Operational Circul…
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SEBI Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount – 07th November, 2022
SEBI vide its Master Circular dated 07 th November, 2022 has issued a Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount before the opening of the subscription list, which is …
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SEBI Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform – 07th November, 2022
SEBI vide its Master Circular dated 07 th November, 2022 made it mandatory for investors to first take up their grievances for redressal with the entity concerned, through their designated persons/officials who handle is…
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SEBI circular on Block Mechanism in demat account of clients undertaking sale transactions – Clarification - 27 th October, 2022
SEBI vide its circular dated 27 th October, 2022 clarified that the block mechanism shall not be applicable to clients having arrangements with custodians registered with SEBI for clearing and settlement of trades after …
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SEBI circular on reduction in denomination for debt securities and non- convertible redeemable preference shares– 28 th October, 2022
(Revision in Chapter V of the Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper) SEBI vide its …
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Addendum to SEBI Circular on development of Passive Funds – 28 th October, 2022
Synopsis :- SEBI, vide its Circular dated 28 th October, 2022 extended timelines from 01 st November, 2022 to 01 st May, 2023 for applicability of Clause 2(IV)(A) of the circular dated 23 rd May, 2022 which prescribed th…
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SEBI Circular on Governing Council for Social Stock Exchange (“SSE”) – 13th October, 2022
SEBI, vide its circular dated 13 th October, 2022 came out with Composition and Terms of Reference of Social Stock Exchange Governing Council (“SGC”). This is in reference to Regulation 292D of the SEBI ICDR Regulations …
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SEBI Circular on Governing Council for Social Stock Exchange (“SSE”) – 13th October, 2022
SEBI, vide its circular dated 13 th October, 2022 came out with Composition and Terms of Reference of Social Stock Exchange Governing Council (“SGC”). This is in reference to Regulation 292D of the SEBI ICDR Regulations …
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