SEBI circular on reporting of trades in non-convertible securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021– November 24, 2022
SEBI, vide its circular dated November 24, 2022 came out with a format for reporting of OTC trades in non-convertible securities shall be made by all person(s) dealing in such securities by replacing paragraph 1.3 of Cha…
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Securities and Exchange Board of India (Prohibition on Insider Trading) (Amendment) Regulations, 2022 – 24th November, 2022
SEBI vide its notification dated 24 th November, 2022 amended the Securities and Exchange Board of India (Prohibition on Insider Trading) Regulations, 2015. These Regulations may be called the Securities and Exchange Boa…
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SEBI circular on framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems – November 25, 2022
SEBI, vide its circular dated November 25, 2022 came out with framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems. Rapid technological developments have increased the ease of e…
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Companies (Registered Valuers and Valuation) Amendment, Rules, 2022 – 21st November, 2022
MCA vide its notification dated 21 st November, 2022, made amendments to the Companies (Registered Valuers and Valuation) Rules, 2017. These rules may be called as Companies (Registered Valuers and Valuation) Amendment, …
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SEBI circular on extension of timelines for implementation of SEBI circulars SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/137 and SEBI/HO/MIRSD/DoP/P/CIR/2022/119 – November 25, 2022
SEBI, vide its circular dated November 25, 2022 extended timelines for implementation of following SEBI Circulars: SEBI had issued circular SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/137 dated October 06, 2022 on “Exe…
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SEBI Consultation Paper on Review of disclosure requirements for material events or information under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – November 12, 2022
SEBI vide its Consultation Paper dated November 12, 2022 made review on disclosure requirements for material events or information as required under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements)…
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SEBI Circular on Handling of Clients’ Securities by Trading Members (TM) / Clearing Members (CM) – November 11, 2022
SEBI vide its Circular dated November 11, 2022 in order to further streamline the process of handling of unpaid securities by TM/CM and also to prevent any kind of misuse of such unpaid securities, after extensive consul…
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SEBI Circular on Applicability of GST on fees remitted to SEBI-Revision in Chapter - XX of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper – November 10, 2022
SEBI vide its Circular dated November 10, 2022 made amendment to Chapter – XX (Bank account details for payment of fees) of the NCS Operational Circular dated 10 th August, 2021. Chapter XX of the Operational Circul…
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SEBI Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount – 07th November, 2022
SEBI vide its Master Circular dated 07 th November, 2022 has issued a Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount before the opening of the subscription list, which is …
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SEBI Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform – 07th November, 2022
SEBI vide its Master Circular dated 07 th November, 2022 made it mandatory for investors to first take up their grievances for redressal with the entity concerned, through their designated persons/officials who handle is…
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