SEBI circular on Block Mechanism in demat account of clients undertaking sale transactions – Clarification - 27 th October, 2022
SEBI vide its circular dated 27 th October, 2022 clarified that the block mechanism shall not be applicable to clients having arrangements with custodians registered with SEBI for clearing and settlement of trades after …
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SEBI circular on reduction in denomination for debt securities and non- convertible redeemable preference shares– 28 th October, 2022
(Revision in Chapter V of the Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper) SEBI vide its …
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Addendum to SEBI Circular on development of Passive Funds – 28 th October, 2022
Synopsis :- SEBI, vide its Circular dated 28 th October, 2022 extended timelines from 01 st November, 2022 to 01 st May, 2023 for applicability of Clause 2(IV)(A) of the circular dated 23 rd May, 2022 which prescribed th…
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SEBI Circular on Governing Council for Social Stock Exchange (“SSE”) – 13th October, 2022
SEBI, vide its circular dated 13 th October, 2022 came out with Composition and Terms of Reference of Social Stock Exchange Governing Council (“SGC”). This is in reference to Regulation 292D of the SEBI ICDR Regulations …
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SEBI Circular on Governing Council for Social Stock Exchange (“SSE”) – 13th October, 2022
SEBI, vide its circular dated 13 th October, 2022 came out with Composition and Terms of Reference of Social Stock Exchange Governing Council (“SGC”). This is in reference to Regulation 292D of the SEBI ICDR Regulations …
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SEBI circular on Extension of timeline for entering the details of the existing outstanding non-convertible securities in the ‘Security and Covenant Monitoring’ system hosted by Depositories – 03rd October, 2022
SEBI vide its circular dated 03 rd October, 2022 decided to provide an extension of one month and modified para 8.d of the SEBI Circular dated 29 th March, 2022, for existing outstanding non-convertible securities, issue…
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SEBI Circular for Portfolio Managers – 30th September, 2022
SEBI vide its circular dated 30 th September, 2022 asked Portfolio Managers to put in place a written down policy (“policy”), in compliance with the PMS Regulations and circulars issued thereunder, which inter-alia detai…
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SEBI Circular for Portfolio Managers – 30th September, 2022
SEBI vide its circular dated 30 th September, 2022 asked Portfolio Managers to put in place a written down policy (“policy”), in compliance with the PMS Regulations and circulars issued thereunder, which inter-alia detai…
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SEBI circular on Participation of SEBI registered Foreign Portfolio Investors (FPIs) in Exchange Traded Commodity Derivatives in India – 29th September, 2022
SEBI vide its Circular dated 29 th September, 2022 decided to allow foreign investors to participate in Indian ETCDs through the FPI route, subject to conditions prescribed by SEBI. The participation of FPIs in Indi…
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SEBI circular on Credit Ratings supported by Credit Enhancement (CE) – 28th September, 2022
SEBI vide its Circular dated 28 th September, 2022 came out with a new framework for credit rating agencies (CRAs), involving ratings of securities having explicit credit enhancement features. Applicability : T…
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