SEBI circular on Firewall between Credit Rating Agencies and their Affiliates – 21st September, 2022
SEBI vide its Circular dated 21 st September, 2022 mandated measures in order to strengthen the firewall between SEBI-registered CRAs and their non-rating entities. SEBI (Credit Rating Agencies) Regulations, 1999 (“…
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SEBI circular on Issue and listing of Commercial Paper by listed REITs – 22nd September, 2022
SEBI vide its circular dated 22 nd September, 2022 came out with conditions for issuing of listed commercial papers by listed REITs as following : REITs shall abide by the guidelines prescribed by Reserve Bank of In…
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SEBI circular on Issue and listing of Commercial Paper by listed InvITs – 22 nd September, 2022
SEBI vide its circular dated 22 nd September, 2022 came out with conditions for issuing of listed commercial papers by listed InvITs as following : InvITs shall abide by the guidelines prescribed by Reserve Bank of …
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SEBI circular on Performance/return claimed by unregulated platforms offering algorithmic strategies for trading– 02nd September, 2022
SEBI vide its Circular dated 02 nd September, 2022 came out with certain restrictions for Stock Brokers who provide services relating to algorithmic trading. These restrictions have been made by SEBI in order to prevent …
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SEBI Update: Performance/return claimed by unregulated platforms offering algorithmic strategies for trading
SEBI, vide its Circular dated 2 nd September 2022 issued strict guidelines for Stock Brokers providing algorithmic trading services. Whereby it is has decided that Sock Brokers who provide algorithmic trading services sh…
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SEBI circular on amendment to guidelines for preferential issue and institutional placement of units by a listed REIT– 26th August, 2022
SEBI vide its Circular dated 26 th August, 2022 amended guidelines for preferential issue and institutional placement of units by a listed REIT. These guidelines were issued by SEBI vide its circular dated 27 th November…
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SEBI circular on amendment to guidelines for preferential issue and institutional placement of units by a listed InvIT– 26th August, 2022
SEBI vide its Circular dated 26 th August, 2022 amended guidelines for preferential issue and institutional placement of units by a listed InvIT. These guidelines were issued by SEBI vide its circular dated 27 th Novembe…
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SEBI Circular on disclosure requirement for Asset Management Companies (AMCs) – 25th August, 2022
SEBI, vide its circular dated 25 th August, 2022 came out with disclosure requirement for Asset Management Companies (AMCs). SEBI said that AMCs shall ensure scheme wise disclosure of investments, as on the last day of e…
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SEBI Circular on Enhanced Disclosures by CRAs and Norms on Rating Withdrawal– 25th August, 2022
SEBI, vide its circular dated 25 th August, 2022 enhanced disclosures by CRAs and Norms on Rating withdrawal. This circular is in reference to EBI (Credit Rating Agencies) Regulations, 1999 (“CRA Regulations”) which prov…
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SEBI modifies Master Circular for Depositories dated 05th February, 2021 on opening of demat account in case of HUF – 26th August, 2022
SEBI, vide Master circular dated 05 th February, 2021 and 17 th February, 2021 prescribed procedure for opening of demat account in case of HUF. Further, SEBI vide its circular dated 26th August, 2022 made partial modifi…
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